Report Item 1701-001-3363 of Section 2 of the Budget Act of 2021

Report Description

The number of positions authorized and filled, the number and share of licensees examined, results and outcomes of those examinations, and estimated staffing levels required to achieve targeted examination cycles for licensees under the Broker-Dealer and Investment Adviser Program

Agency

Department of Financial Protection and Innovation

Authority

Item 1701-001-3363 of Section 2 of the Budget Act of 2021

Recipient(s)

Legislature

Due Date Description

Annually on January 10

Recurring dates

Annual

End Date

N/A

Agency	Due Date	File Date	Report Title	Report URL
Department of Financial Protection and Innovation	01/10/2022		Report Title	Report URL